Senior Managing Director/Operations Manager Nicole M. Dawes has been in the financial industry since 1999. She received her Bachelor’s in Business Administration and Economics from Aquinas College and minored in Spanish at Grand Valley State University.
Nicole holds the General Securities Representative Exam (series 7) with LPL Financial and the Uniform Investment Advisor Law Exam (series 65) with Independent Advisor Alliance. Independent Advisor Alliance is a registered investment advisor and separate entity from LPL Financial.
Nicole is an active budget counselor through Ada Bible Church in Ada, Michigan and a member of the Profit Sharing Council of America.
Over the years, Nicole has worked closely with plan sponsors and company participants to help them better understand their defined benefit and defined contribution retirement plan benefits.